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COMPLIANCE 15 | Banca e Seguros
15 | Banking and Insurance
Requirements
No Requirements

In recent years we have witnessed various scandals and events that shook the world financial system determining the strengthening of laws
and regulations.
Because of these circumstances the requirement for with banks increased leading to enhanced monitoring of compliance and best practices
in matters which may result in the risk of compliance.

CONTENTS
OBJECTIVES
Module 1 - Compliance
The compliance course aims to convey the principles, - Concept
concepts and techniques related to this subject that enable - Objectives
participants to manage compliance risk.
- Functions

ADDRESSEES Module 2 - How to Establish a Compliance Program
- Need for Compliance Department
Auditors, legal advisors, risk managers, bank technicians, - Compliance Department Functions
middle and senior management as well as professionals - Compliance Tailored models to Entities
involved and responsibilities within the risk management and
compliance. - Definition of a Compliance Program
- Key Elements of a Program
- Monitoring, Measurement and Analysis of the Compliance Program
- How to measure the effectiveness of a Compliance Program

Module 3 - Compliance in Financial Market
- Responsibilities
- Customer Responsibility
- Structure of the Compliance Department
- Functioning Compliance Department

INFORMATION

Hours: 20h
Time: See Training Plan
Material Delivered: Training Support Material
Training: Attendance Required
Regime: Working Hours / Post-Working Hours

METHODOLOGIES

Methodologies used by the trainer will be
expository, demonstrative and/or active, favouring
the latter whenever possible.

ANGOLA +244 225 400 399 | www.get-ao.com ∙ PORTUGAL +351 244 820 630 | www.get-pt.pt ∙ MOÇAMBIQUE +258 857 367 374 | www.get-mz.com 25